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Securities Regulation-Cs / Materials

Securities Regulation-Cs / Materials - 6th edition

Securities Regulation-Cs / Materials - 6th edition

ISBN13: 9780735578050

ISBN10: 0735578052

Securities Regulation-Cs / Materials by James Cox - ISBN 9780735578050
Cover type: Hardback
Edition: 6TH 09
Copyright: 2009
Publisher: Aspen Law
Published:
International: No
Securities Regulation-Cs / Materials by James Cox - ISBN 9780735578050

ISBN13: 9780735578050

ISBN10: 0735578052

Cover type: Hardback
Edition: 6TH 09
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Table of Contents

Table of Contents

Chapter 1. The Legal and Institutional Framework of Securities Regulation

Chapter 2. The Definition of a Security

Chapter 3. The Public Offering

Chapter 4. Exempt Transactions

Chapter 5. Secondary Distributions

Chapter 6. Recapitalizations, Reorganizations, and Acquisitions

Chapter 7. Exempt Securities

Chapter 8. Liability Under the Securities Act

Chapter 9. Financial Reporting: Mechanisms, Duties, and Culture

Chapter 10. Inquiries into the Materiality of Information

Chapter 11. The Securities Exchange Act of 1934: Markets and Information

Chapter 12. Fraud in Connection with the Purchase or Sale of a Security

Chapter 13. The Enforcement of the Securities Laws

Chapter 14. The Regulation of Insider Trading

Chapter 15. Shareholder Voting and Going-Private Transactions

Chapter 16. Corporate Takeovers

Chapter 17. Regulation of the Securities Markets and Broker-Dealers

Chapter 18. The Investment Advisers and Investment Company Acts of 1940

Chapter 19. Transnational Fraud and the Reach of U.S. Securities Laws

Table of Cases

Index